Carret Asset Management LLC (“Carret”) is an SEC registered investment adviser located in New York, New York. Carret may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Carret’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Carret’s web site on the Internet should not be construed by any consumer and/or prospective client as Carret’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Carret with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Carret, please contact the SEC or the state securities regulators for those states in which Carret maintains a notice filing. A copy of Carret’s current written disclosure statement discussing Carret’s business operations, services, and fees is available from Carret upon written request and can also be found under Documents. Carret does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Carret web site or incorporated herein, and takes no responsibility, therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Carret), will be profitable or equal any historical performance level(s).
Certain portions of Carret’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Carret (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Carret, or from any other investment professional. Carret is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Any information set forth, may have been obtained from sources which we believe reliable, but we cannot guarantee its accuracy.
Neither rankings and/or recognition by unaffiliated rating services, publications, or other organizations, nor the achievement of any designation or certification, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Carret is engaged, or continues to be engaged, to provide investment advisory services. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers. No ranking or recognition should be construed as a current or past endorsement of Carret by any of its clients. Carret’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including providing the criteria used for any reflected ranking.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Carret’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Carret, or from any other investment professional. Each client and prospective client agrees, as a condition precedent to his/her/its access to Carret’s web site, to release and hold harmless Carret, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Carret.
As a client of Carret, it remains your responsibility to advise Carret, in writing, if there are any changes in your personal or financial situation or investment objectives for the purpose of reviewing, evaluating, or revising our previous recommendations and/or services or if you would like to impose, add or modify any reasonable restrictions to Carret’s investment advisory services.
The achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Carret is engaged, or continues to be engaged, to provide investment advisory services.
Carret does not serve as an attorney, accountant, or insurance agent. Carret does not prepare legal documents or tax returns, nor does it sell insurance products.
Carret does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by an unaffiliated third party, whether linked to Carret’s web site or incorporated herein, and takes no responsibility for any such content.